How to Operationalise the AUSTRAC Accounting Program Starter Kit
Hands-on session for accountants: customise and operationalise the AUSTRAC Starter Kit before AUSTRAC enrollment opens
This interactive 2-hour session is designed for public practice accountants preparing for Tranche 2 AML/CTF obligations. Using the AUSTRAC Accounting Program Starter Kit, participants will learn how to customise and operationalise their firm’s compliance program.
What to expect:
- Step-by-step guidance on conducting Risk Assessments and Customer Due Diligence (CDD)
- Understanding the role of the Compliance Officer and assigning responsibilities
- Setting up Escalation and Reporting processes for suspicious matters
Plus: Enjoy refreshments while engaging with peers and experts. Walk away with a clear roadmap to ensure your firm is ready and compliant.
CPD Eligible: 2 hours
Hands-on session for accountants: customise and operationalise the AUSTRAC Starter Kit before AUSTRAC enrollment opens
This interactive 2-hour session is designed for public practice accountants preparing for Tranche 2 AML/CTF obligations. Using the AUSTRAC Accounting Program Starter Kit, participants will learn how to customise and operationalise their firm’s compliance program.
What to expect:
- Step-by-step guidance on conducting Risk Assessments and Customer Due Diligence (CDD)
- Understanding the role of the Compliance Officer and assigning responsibilities
- Setting up Escalation and Reporting processes for suspicious matters
Plus: Enjoy refreshments while engaging with peers and experts. Walk away with a clear roadmap to ensure your firm is ready and compliant.
CPD Eligible: 2 hours
Good to know
Highlights
- 3 hours
- In person
Refund Policy
Location
Chartered Accountants ANZ
33 Erskine Street
#Level 5 Sydney, NSW 2000
How do you want to get there?
Agenda
-
Registration
-
Overview: Tranche 2 & the AUSTRAC Starter Kit
Key AML/CTF obligations for accountants Components of the Starter Kit: Risk Assessment, Policies, Processes, Forms
-
Operationalising the Starter Kit in Practice
Customising Risk Assessments and Customer Due Diligence (CDD) Assigning Compliance Officer responsibilities and escalation processes Integrating compliance processes into day-to-day workflows