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The Regulatory Landscape - ASIC's perspective (Townsville, QLD)

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Location

Location

Rydges Southbank Townsville

23 Palmer Street

South Townsville, QLD 4810

Australia

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Event description

Description


ASIC panel members will provide an update with a focus on recent enforcement outcomes, how ASIC undertakes surveillance and enforcement activities, recent and upcoming regulatory change and ASIC's focus in the coming year.

Afternoon tea will be provided from 2.30pm for a 3.00pm start.

* Please note that the event may qualify for up to 3 hours of CPD - subject to the requirements of your professional membership.

TOPICS

Introduction

3.00pm - Update from the Queensland Regional Commissioner and ASIC priorities for the coming year.

Session 1

3.10pm- Update on ASIC's recent work to protect consumers of deposit, credit and insurance products.

3.35pm - Financial Advice - the key issues and priorities for ASIC.

4.00pm - An overview of ASIC's financial reporting surveillance program and auditor oversight activities.

4.25pm - ASIC's role in combating illegal phoenix activity.

4.45pm - 10 minute break.

Session 2

4.55pm - A brief guide to dealing with ASIC - how we use our surveillance and investigation powers including an update on recent enforcement outcomes.

6.00pm - Panel event concludes.

6.00pm - 7.00pm: Connect with colleagues - networking event hosted by the Governance Institute of Australia.

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Date and Time

Location

Rydges Southbank Townsville

23 Palmer Street

South Townsville, QLD 4810

Australia

View Map

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