$633.31

Responsible Manager Training - AFSL Executive Workshop - Sydney

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5/1 Margaret St

Sydney, NSW 2000

Australia

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Event description

Description

High Impact Training for Financial Services Executives On-The-Go.

If you are an AFS licence holder, you must ensure that your responsible managers and representatives receive ongoing training. Our interactive, “on the go” workshops are designed to keep you up to date with the latest industry changes, real-life case studies and exercises, and fast-track the practical development of new knowledge and skills.

Training is delivered in an interactive workshop environment providing attendees with:

  • a simple framework for understanding your core AFSL obligations;

  • practical guidance on current regulatory issues and trends; and

  • CPD points for attendees.

What will we cover?

  • Financial services: Your obligations in a “nutshell";

  • ASIC case study: Meeting your AFSL obligations in practice;

  • Risk Management: ASIC’s focus on Risk and Cyber Security;

  • Key issues and trends including ASIC’s Reports into Compliance and Holding Assets; and

  • Common Reporting Standards.

CDP Points: 3.5

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Location

5/1 Margaret St

Sydney, NSW 2000

Australia

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