ASIC Market Liaison Meeting

Agenda

1. Market conduct update

Market Integrity Group strategic priorities and key projects, including confidential information and conflicts of interest in sell-side research, conduct risk and sound remuneration, cyber resilience, and key themes arising from our compliance engagement and broader reviews.

2. Regulatory update

Major regulatory developments, including BBSW reform, client money reform and consolidation of the market integrity rules.

3. Enforcement update

Update on major enforcement matters and trends.

4. Q&A

Event locations

A live broadcast of the event will be held across our Sydney and Melbourne locations. Please indicate your location when registering to attend.

Sydney: Level 5, 100 Market St.

Melbourne: Level 7, 120 Collins St.

Contact us

If you have any queries, contact us by email: marketliaisonmeeting@asic.gov.au.